SUBJECT:    APPROVAL OF BUSINESS TERMS FOR A CONSTRUCTION AND PERMANENT LOAN TO ROEM DEVELOPMENT CORPORATION, OR ITS DESIGNATED PARTNERSHIP, FOR THE DEVELOPMENT OF THE GADBERRY COURT SENIOR APARTMENTS

 

COUNCIL DISTRICT: 5

 

RECOMMENDATION

 

It is recommended that the City Council adopt a resolution approving business terms for a construction/permanent loan of up to $3,600,000 to ROEM Development Corporation, or its designated partnership, for the development of a 55-unit senior housing development with 54 units affordable to senior households and one unrestricted manager’s unit on a 1.07-acre site located on the north side of Alum Rock Avenue, on the block bounded by Highway 680 and Alexander Avenue (“Project”).

 

BACKGROUND

 

On June 6, 2000, the City Council adopted a resolution to approve business terms for an acquisition and predevelopment loan of up to $1,800,000 and a grant of up to $450,000 to subsidize 5 extremely low-income units for the Gadberry Court Senior Apartments development. 

 

On October 4, 2001, ROEM Development Corporation, or its designated partnership (“Developer”) will be submitting an application to the California Debt Limit Allocation Committee (CDLAC) for an allocation of tax-exempt bonds.   

 

Developer will secure construction and permanent financing commitments and is seeking approval of a City construction/permanent loan of up to $3,384,000 during the construction and lease-up phases, and a loan of up to $3,600,000 during the permanent phase.

 

ANALYSIS

 

City staff has recommended that the City Council hold a TEFRA Hearing on September 25, 2001 for the issuance of up to $8,000,000 of tax-exempt multifamily housing revenue bonds (“Bonds”) to finance the construction of the Project.     

 

The approval to issue the tax-exempt bonds and other recommendations related to the bonds will be completed under a separate report to the City Council on September 25, 2001.  The sole purpose of this report is to establish the business terms for the Housing Department’s construction /permanent loan to the project.

 

Project costs are estimated to be $9,147,733.  In addition to the funds available from Bond proceeds, the developer will apply for an allocation of 4% tax credits under the California Tax Credit Allocation Committee’s (CTCAC) non-competitive funding application.

 

In conjunction with the closing of the bond financing, the City’s acquisition/predevelopment loan, which has a current outstanding balance of approximately $1,613,592, will roll into a construction loan during the construction period.   

 

Staff is recommending approval of business terms for a City construction/permanent loan, which will consist of a construction loan commitment of up to $3,384,000 and a permanent loan commitment of up to $3,600,000.  The City’s permanent loan amount consists of the City’s construction loan of up to $3,384,000 and estimated accrued construction-period interest of $216,000. 

 

Refer to the attached Fact Sheets for complete business terms for the City construction/permanent loan and related planning issues.

 

PUBLIC OUTREACH 

 

Public hearings were held when the PD Rezoning for this Project went before the Planning Commission on April 25, 2000, and before the City Council on May 2, 2000.  Notice of a TEFRA hearing for the project’s bond financing was published on September 7, 2001 and will be heard by the City Council on September 25, 2001.

 

COORDINATION

 

Preparation of this memorandum was coordinated with the Office of the City Attorney.

 

COST IMPLICATIONS

 

The additional $1,800,000 for the proposed construction/permanent loan for the project, over and above the funding for the acquisition/predevelopment loan, is available in the Housing Department’s Fiscal Year 2001-2002 budget. 

 

 

LESLYE CORSIGLIA

Acting Director of Housing

 

Attachments

Gadberry Senior Apartments

Fact Sheet

 

Development Team

 

Developer:                                            ROEM Development Corporation or its designated partnership            

Architect:                                              James Guthrie and Associates Architects

Contractor:                                           ROEM Builders, Incorporated

Property Manager:                                John Stewart Company

 

Project Characteristics

 

Project Location:                                  North side of Alum Rock Avenue on the block bounded by

                                                            Highway 680 and Alexander Avenue

Acreage:                                               1.07

Council District:                                    5

Project Type:                                        Senior rental

Group Served:                                      Extremely- and very low-income households

Number of Units:                                  55 (5 extremely low-, 49 very low-income households, and

                                                            1 unrestricted manager’s unit)

                                                                                        

Other Amenities:                                   Community room, library area, computer room, hobby room and a landscaped courtyard.

Estimated Total Project Cost:                $9,147,733

Estimated Cost Per Unit:                       $166,322

City Grant Subsidy:                               $450,000 (for five ELI units)

Anticipated City Subsidy

   at Permanent Loan:                            up to $3,600,000

 

City Grant Subsidy per ELI unit:            $90,000

Anticipated City Subsidy

   per Unit at Permanent Loan:               $78,261 (exclusive of inclusionary and manager’s units)

 

Proposed Source of Funds (Construction)

 

Lender/Investor                     Repayment Type                               Amount           Status

Bonds                                      Interest Payment                                   $3,935,000      Proposed

City of San Jose                       Interest accrued                                    $3,384,000      Proposed

City of San Jose                       Grant                                                    $   450,000      Committed

Tax Credit Investor                   Capital Contributions                            $1,162,733      Proposed

                                                                                                Total    $8,931,733     

Proposed Source of Funds (Permanent)

 

Lender/Investor                     Repayment Type                               Amount           Status

Bonds                                      Amortized                                            $3,815,000      Proposed

City of San Jose                       Residual receipts                                   $3,600,000      Proposed

City of San Jose                       Grant                                                    $   450,000      Committed

Tax Credit Investor                   Capital Contributions                            $2,345,620      Proposed

                                                                                    Total                $10,210,620

                                                                                   

 

Construction/Permanent Loan Terms and Conditions: 

 
During Construction Phase

Loan Amount:                                       Up to $3,384,000

Term:                                                   24 months

Interest Rate:                                        4% simple

Security:                                               Subordinated Recorded Deed of Trust

Repayment:                                          City Permanent Loan, Including Accrued Construction Interest                         

Recourse:                                             The loan shall be recourse.

Subordination:                                      As allowed by State law.

Affordability Restrictions:                      55 year Affordability Restrictions for the 54 of the units were recorded on the Property at the time of acquisition, and may be subordinated as permitted by State law.

 

Conditions:

 

1.      Standard conditions and documentation requirements for the Housing Department apply.

 

2.      Prior to close of the Construction Loan, the following are required:

a.                   Proforma Budget acceptable to City

b.                  Tax Credit Investor must be acceptable to the City

c.                   Contractor and construction contract must be acceptable to the City

 

During Permanent Phase 

 

Loan Amount:                                       Up to $3,600,000

Term:                                                   Up to 40 years

Interest Rate and Repayment:                4% simple

Security:                                               Subordinated Recorded Deed of Trust

Recourse:                                             The loan shall be non-recourse.

Subordination:                                      As allowed by State law.

Affordability Restrictions:                      55-year Affordability Restrictions for 54 of the units were recorded on the Property at the time of acquisition, and may be subordinated as permitted by State law.

 

Conditions:

 

Permanent Loan Conditions will be similar to Construction Loan Conditions.

 

 

Planning Issues

GP Designation:                                    Medium High Density Residential (12-25 DU/AC) and General Commercial with a Neighborhood Business District Overlay           

PD Rezoning Status:                             Approved

Building Permits:                                   Pending

Article XXXIV Status:                          Authority from Measure D (1994) is available

 

 

Estimated Project Development Timeline

 

October 2, 2001                                  Anticipated City Council Approval of Construction/ Permanent Loan

October 4, 2001                                  Deadline for Application to CDLAC

December 13, 2001                             Anticipated Announcement of CDLAC Allocation

March  2002                                        Anticipated Issuance of Bonds and Loan Closing

March 2002                                         Anticipated Start of Construction

July 2003                                             Anticipated Completion of Construction