SUBJECT:     APPROVAL OF BUSINESS TERMS FOR A CONSTRUCTION AND PERMANENT LOAN TO ROEM DEVELOPMENT CORPORATION, OR ITS DESIGNATED PARTNERSHIP, FOR THE DEVELOPMENT OF THE GADBERRY COURT SENIOR APARTMENTS

 

    COUNCIL DISTRICT: 5

 

 

RECOMMENDATION

 

It is recommended that the City Council adopt a resolution approving business terms for a construction/permanent loan of up to $1,800,000 to ROEM Development Corporation, or its designated partnership, for the development of the 55-unit Gadberry Court housing development with 54 units affordable to very low- and extremely low-income senior households and one unrestricted manager’s unit on a 1.07-acre site located on the north side of Alum Rock Avenue, on the block bounded by Highway 680 and Alexander Avenue.

 

BACKGROUND

 

On June 6, 2000, the City Council adopted a resolution to approve business terms for an acquisition and predevelopment loan of up to $1,800,000 and a conditional loan of up to $450,000 to subsidize six extremely low-income units for the Gadberry Court Senior Apartments development. 

 

In June 2001, the Developer applied to the California Tax Credit Allocation Committee (TCAC) for an allocation of 9% tax credits.  In October 2001, the Developer was informed by TCAC that the project was awarded an allocation.   

 

Developer will secure construction and permanent financing commitments and is seeking approval of a City construction/permanent loan of up to $1,800,000.

ANALYSIS

 

Project costs are estimated to be $10,139,105.  In addition to the City loan, the Developer will secure a first mortgage and tax credit equity commitments.  It is anticipated that Sun America will provide the loan commitment as well as the tax credit equity. 

 

Staff is recommending approval of business terms for a City construction/permanent loan of up to $1,800,000. The City’s acquisition/predevelopment loan, which has a current outstanding balance of approximately $1,613,592, will roll into a construction/permanent loan and additional proceeds will be provided up to $186,408.   

 

Refer to the attached Fact Sheets for complete business terms for the City construction/ permanent loan and related planning issues.  The conditional loan of $450,000, which will convert to a grant after 55 years, has already been disbursed and is not, therefore, addressed in the Fact Sheets.                

 

PUBLIC OUTREACH 

 

Public hearings were held when the PD Rezoning for this Project went before the Planning Commission on April 25, 2000, and before the City Council on May 2, 2000. 

 

COST IMPLICATIONS

 

The acquisition and predevelopment costs for this project were funded out of the Housing Department’s Fiscal Year 1999-2000 Budget and from the Redevelopment Agency’s Supplemental Funds to the Housing Department for five of the six extremely low-income units.  Additional City funding that remains to be disbursed during construction will be funded out of the Housing Department’s Fiscal Year 2001-2002 Budget. 

 

COORDINATION

 

Preparation of this memorandum was coordinated with the Office of the City Attorney.

 

 

                                                            LESLYE CORSIGLIA

                                                                                    Acting Director of Housing

 

 

Attachments

 

Gadberry Senior Apartments

Fact Sheet

 

Development Team

 

Developer:                                            ROEM Development Corporation or its designated partnership

Architect:                                              James Guthrie and Associates Architects

Contractor:                                           ROEM Builders, Incorporated

Property Manager:                                John Stewart Company

 

Project Characteristics

 

Project Location:                                  North side of Alum Rock Avenue on the block bounded by

                                                            Highway 680 and Alexander Avenue

Acreage:                                               1.07

Council District:                                    5

Project Type:                                        Senior rental

Group Served:                                      Extremely- and very low-income households

Number of Units:                                  55 (6 extremely low-, 48 very low-income households, and

                                                            1 unrestricted manager’s unit) (9 are RDA project area inclusionary units)

Bedroom Mix and

Monthly Rent:                                                                      I  BR                2 BR

                                                            VLI (50% AMI)      37 @ $785                          2 @  $942

                                                            VLI (45% AMI)        9 @ $703                         

                                                            ELI (30% AMI)      6 @ $458

                                                            Unrestricted                                     1 Mgr Unit

 

Other Amenities:                                   Community room, library area, computer room, hobby room and a landscaped courtyard.

Estimated Total Project Cost:                $10,139,105

Estimated Cost Per Unit:                       $184,347

City Grant Subsidy:                               $450,000 (for five of the six ELI units)

Anticipated City Subsidy

   at Permanent Loan:                            up to $1,800,000

 

City Grant Subsidy per ELI unit:            $90,000

Anticipated City Subsidy

   per Unit at Permanent Loan:               $45,000 (exclusive of inclusionary extremely low-income and unrestricted manager units)

 

Proposed Source of Funds (Construction)

 

Lender/Investor                     Repayment Type                               Amount           Status

Construction Lender                 Interest Payment                                   $4,100,000      Proposed

City of San Jose                       Interest accrued                                    $1,800,000      Proposed

City of San Jose                       Conditional Grant                                 $   450,000      Committed

Tax Credit Investor                   Capital Contributions                            $2,615,051      Proposed

                                                                                    Total                $8,965,051     

Proposed Source of Funds (Permanent)

 

Lender/Investor                     Repayment Type                               Amount           Status

Permanent Lender                    Amortized                                            $2,950,000      Proposed

City of San Jose                       Residual receipts                                   $1,800,000      Proposed

City of San Jose                       Conditional Grant                                 $   450,000      Committed

Tax Credit Investor                   Capital Contributions                            $4,939,105      Proposed

                                                                                    Total                $10,139,105

 

Construction/Permanent Loan Terms and Conditions: 

 
During Construction Phase

Loan Amount:                                       Up to $1,800,000

Term:                                                   24 months

Interest Rate:                                        4% simple

Security:                                               Subordinated Recorded Deed of Trust

Repayment:                                          Full principal amount to be paid by City Permanent Loan, accrued interest to be paid from other sources of funds

Recourse:                                             The loan shall be recourse.

Subordination:                                      As allowed by State law.

Affordability Restrictions:                      55 year Affordability Restrictions for the 54 of the units were recorded on the Property at the time of acquisition, and may be subordinated as permitted by State law.

 

Conditions:

 

1.      Standard conditions and documentation requirements for the Housing Department apply.

 

2.      Prior to close of the Construction Loan, the following are required:

a.                   Proforma Budget acceptable to City

b.                  Negotiation of final permanent City subsidy amount, which is not to exceed $1,800,000, and repayment terms on City loan.

c.                   Any changes to City loan terms and conditions requested by lenders or tax credit investors are subject to the review and approval of the Housing Department.

During Permanent Phase 

 

Loan Amount:                                       Up to $1,800,000

Term:                                                   Up to 40 years

Interest Rate and Repayment:                4% simple, Residual Receipts

Security:                                               Subordinated Recorded Deed of Trust

Recourse:                                             The loan shall be non-recourse.

Subordination:                                      As allowed by State law.

Affordability Restrictions:                      55-year Affordability Restrictions for 54 of the units were recorded on the Property at the time of acquisition, and may be subordinated as permitted by State law.

 

Conditions:

 

1.      Prior to conversion to a Permanent Loan, the following are required:

a.       Project cost savings (the difference between the budgeted project cost as reported in the final Project Summary approved by the Housing Department, and the final costs incurred, as evidenced by a CTCAC basis audit and cost certification) will be distributed as follows: 100% shall be applied to reduce interest on the City’s loan, then any remaining amount to principal on City’s loan.

b.      All refundable deposits and fees shall be first applied to reduce interest on the City loan, then any remaining amount to principal on the City loan.

c.       Any surplus funding from tax credit equity or permanent loan financing shall be applied first to reduce interest on the City loan, then any remaining amount to principal on the City loan.

 

2.      The Project will be allowed a Partnership Management Fee, to be identified as a permitted

Expense for purposes of calculating net cash flow, in an amount and term that is acceptable to the Housing Department.

 

3.      Any changes to City loan terms and conditions requested by lenders or tax credit investors

will be subject to the review and approval of the Housing Department.

 

Planning Issues

GP Designation:                                    Medium High Density Residential (12-25 DU/AC) and General Commercial with a Neighborhood Business District Overlay           

PD Rezoning Status:                             Approved

PD Permit Status:                                 Approved

Building Permits:                                   Pending

Article XXXIV Status:                          Authority from Measure D (1994) is available

 

Estimated Project Development Timeline

 

 

November 27, 2001                             Anticipated City Council Approval of Construction/Permanent Loan Business Terms

 

December 2001                                   Anticipated Start of Construction

 

March 2002                                         Anticipated Completion of Construction