SUBJECT:     APPROVAL OF BUSINESS TERMS FOR A CONSTRUCTION/ PERMANENT LOAN TO ROEM DEVELOPMENT CORPORATION, OR ITS DESIGNATED PARTNERSHIP, FOR THE DEVELOPMENT OF THE ROSE GARDENS SENIOR HOUSING

 

    COUNCIL DISTRICT: 5

                                                                                     SNI AREA: 680 East Valley Communities

 

 

RECOMMENDATION

 

It is recommended that the City Council adopt a resolution approving business terms for a construction and permanent loan of up to $2,775,000 to ROEM Development Corporation, or its designated partnership, for the development of the 66-unit Rose Gardens senior housing development with 65 units affordable to very low-income households and one unrestricted manager’s unit on a 1.35-acre site located at 3071 Rose Avenue, between Capitol Avenue and South White Road.

 

BACKGROUND

 

On January 23, 2001, the City Council adopted a resolution to approve business terms for an acquisition and predevelopment loan of up to $2,775,000 for the Rose Gardens senior housing development. 

 

In October 2001, ROEM Development Corporation, or its designated partnership (“Developer”), was awarded an allocation of 9% tax credits from the California Tax Credit Allocation Committee for the project.   

 

The Developer has secured construction and permanent financing commitments and is seeking approval of a City construction/permanent loan of up to $2,775,000.

 

ANALYSIS

 

Project costs are estimated to be $12,085,000.  In addition to the City loan, the Developer will secure a first mortgage and tax credit equity commitment.  It is anticipated that Sun America will provide the loan commitment as well as the tax credit equity.

 

Staff is recommending approval of business terms for a City construction/permanent loan of up to $2,775,000.  The City’s acquisition/predevelopment loan, which has a current outstanding balance of approximately $2,548,000, will roll into a construction/permanent loan and additional proceeds of $227,000 will be provided for a total City loan of up to $2,775,000. 

 

Refer to the attached Fact Sheets for complete business terms for the City construction/ permanent loan and related planning issues.

 

PUBLIC OUTREACH 

 

The sponsor hosted a neighborhood meeting on October 19, 2000, which was held at the office of ROEM Development Corporation at 1895 Dobbin Drive.  Representatives from the Office of Council District 5 and staff from the Planning, Building and Code Enforcement Department were among the attendees.  The project sponsor and Planning Department staff described the proposed project and were available to address questions and concerns.

 

COST IMPLICATIONS

 

The acquisition and predevelopment costs for this project were funded out of the Housing Department’s Fiscal Year 2000-2001 Budget. Additional City funding that remains to be disbursed during construction will be funded out of the Housing Department’s Fiscal Year 2001-2002 Budget. 

 

COORDINATION

 

Preparation of this memorandum was coordinated with the Office of the City Attorney.

 

 

 

                                                            LESLYE CORSIGLIA

                                                                                    Acting Director of Housing

 

 

Attachments

Rose Gardens Senior Housing

Fact Sheet

 

Development Team

 

Developer:                                            ROEM Development Corporation, or its designated partnership

Architect:                                              James Guthrie and Associates

Contractor:                                           ROEM Builders

Property Manager:                                John Stewart Company

 

Project Characteristics

Project Location:                                  3071 Rose Avenue between Capitol Avenue and South White Road

Acreage:                                               1.35 acres

Council District:                                    5

Project Type:                                        Senior Rental

Group Served:                                      Very low-income households

Number of Units:                                  66 (65 very low-income; 1 unrestricted manager's unit)

Bedroom Mix and                                                       

Monthly Rent:                                                                         1   BR                      2   BR         

                                                            VLI (45% AMI)      32  @  $703   

                                                            VLI (50% AMI)      31  @  $785          2 @ $942                             

                                                            Unrestricted                                             1 Mgr Unit

 

Other Amenities:                                   Elevator; furnished community room with TV room, fireplace and computer learning center; washer and dryer on each floor and landscaped courtyard.  

 

Estimated Total Project Cost:                $12,086,000

Estimated Cost Per Unit:                       $183,121

Anticipated City Subsidy

   at Permanent Loan:                            up to $2,775,000

Anticipated City Subsidy

   per Unit at Permanent Loan:               $42,692

 

Proposed Source of Funds (Construction)

 

Lender/Investor                     Repayment Type                               Amount           Status*

Construction Lender                 Interest Payment                                   $  5,110,000    P

City of San Jose                       Interest Accrued                                   $  2,775,000    P

Tax Credit Investor                   Capital Contributions                            $  2,872,000    P

                                                                                                Total    $10,757,000   

 

Proposed Source of Funds (Permanent)

 
Lender/Investor                     Repayment Type                               Amount           Status*

Permanent Lender                    Amortized                                            $  3,580,000    P

City of San Jose                       Residual Receipts                                 $  2,775,000    P

Tax Credit Investor                   Capital Contributions                            $  5,730,000    P

                                                                                                Total    $12,085,000

 

Construction/Permanent Loan Terms and Conditions: 

 
During Construction Phase:

 

Loan Amount:                                       Up to $2,775,000

Term:                                                   24 months

Interest Rate:                                        4% simple

Security:                                               Subordinated Recorded Deed of Trust

Repayment:                                          City Permanent Loan               

Recourse:                                             The loan shall be recourse.

Subordination:                                      As allowed by State law.

Affordability Restrictions:                      55-year Affordability Restrictions for the 65 units were recorded on the Property at the time of acquisition, and may be subordinated as permitted by State law.

 

Conditions:

 

1.      Standard conditions and documentation requirements for the Housing Department apply.

 

2.      Prior to close of the Construction Loan, the following are required:

a.                   Proforma Budget acceptable to the City

b.                  Negotiation of final permanent City subsidy amount, which is not to exceed $2,775,000, and repayment terms on City loan.

c.                   Any changes to City loan terms and conditions requested by lenders or tax credit investors are subject to the review and approval of the Housing Department.

 

During Permanent Phase: 

 

Loan Amount:                                       Up to $2,775,000

Term:                                                   Up to 40 years

Interest Rate and Repayment:                4%, Residual Receipts

Security:                                               Subordinated Recorded Deed of Trust

Recourse:                                             The loan shall be non-recourse.

Subordination:                                      As allowed by State law.

Affordability Restrictions:                      55-year Affordability Restrictions for 65 of the units were recorded on the Property at the time of acquisition, and may be subordinated as permitted by State law.

 

Conditions:

 

1.   Prior to conversion to a Permanent Loan, the following are required:

 

a.  Project cost savings (the difference between the budgeted project cost as reported in the final Project Summary approved by the Housing Department, and the final costs incurred, as evidenced by a CTCAC basis audit and cost certification) will be distributed as follows: 100% shall be applied to reduce interest on the City’s loan, then any remaining amount to principal on the City’s loan.

b.  All refundable deposits and fees shall be first applied to reduce interest on the City loan, then any remaining amount to principal on the City loan.

c.  Any surplus funding from tax credit equity or permanent loan financing shall be applied first to reduce interest on the City loan, then any remaining amount to principal on the City loan.

 

2.   The Project will be allowed a Partnership Management Fee, to be identified as a permitted expense for purposes of calculating net cash flow, in an amount and term that is acceptable to the Housing Department.

 

3.      Any changes to City loan terms and conditions requested by lenders or tax credit investors are subject to the review and approval of the Housing Department.

 

Planning Issues

GP Designation:                                    General Commercial (within a transit-oriented development corridor)

PD Rezoning Status:                             Approved 

PD Permit Status                                  Approved

Building Permits:                                   Pending

Article XXXIV Status:                          Authority from Measure D (1994) is available

 

Estimated Project Development Timeline

 

November 27, 2001                             Anticipated City Council Approval of Construction/ Permanent Loan Business Terms

 

December 2001                                   Anticipated Start of Construction

 

March 2002                                         Anticipated Completion of Construction

 

 



*        Status:  C = Committed, P = Proposed